This episode breaks down the FCA's new Handbook website, essential tips for smooth authorisation applications, and details from the latest quarterly consultation on reporting requirements. Vicky Pearce and Rachel MacRae guide listeners through practical updates, drawing on real-world experience in compliance.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.
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