This episode delves into the FCA’s latest findings on pension transfers, the Financial Ombudsman’s proposed case fee reforms, and new trends in whistleblowing. Vicky and Rachel break down the highlights and discuss practical strategies for compliance professionals.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.
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