B-Compliant PodcastFCA Compliance Insights and Governance Trends
In this episode, Vicky and Rachel discuss aligning with the FCA's Consumer Duty, including actionable advice for competency benchmarks and fiduciary duties. They spotlight the Crispin Odey case on non-financial misconduct and its ethical implications, alongside the FCA's focus on policy transparency in the insurance market. Key questions and recent reports inform proactive strategies for compliance teams.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.
Share this episode
Share with friends and family