In this episode, we break down the threat of FCA lookalike scams, key updates to regulatory reporting requirements, and latest FCA findings on pension transfer servicing standards. Tune in for actionable tips and real-world examples that can help protect your firm and improve customer outcomes.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.
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