This episode covers the FCA's latest moves, from proposals like CP25/8 to cut redundant reporting and CP25/9 to simplify consumer disclosures, to tough enforcement actions against firms like NatWest and Santander for AML violations. We examine the regulator's goals for reducing red tape, improving consumer understanding, and strengthening industry compliance in an evolving financial landscape.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.