B-Compliant PodcastFCA Approvals, Liquidity Risks, and Policy Shifts
This episode covers the FCA's latest updates, including competency interviews, SMF application changes, and the retraction of the "name and shame" policy. The B-Compliant team shares insights on governance issues, liquidity risk management, and strategies for staying ahead in compliance. We also explore the regulatory transitions affecting businesses and their preparation challenges.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.