This episode explores real-life financial failures affecting high-net-worth individuals, examines evolving scam threats, and offers guidance on regulatory preparedness ahead of the Autumn Budget. Vicky and Rachel use industry case studies and the latest compliance updates to help ensure your firm and clients stay protected.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.
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