Explore the FCA's major overhaul of complaints reporting, recent enforcement actions against Strowz Limited, and updates from the FSCS on levies and protection. Vicky and Rachel break down what these changes mean for firms and clients alike.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.