B-Compliant PodcastNavigating Compliance for Smaller Firms
Explore the FCA's latest findings on smaller asset managers and understand the challenges in consumer risk management and market stability. Vicky Pearce and Rachel MacRae delve into high-risk investment promotions, the new FCA regulatory return, and a simplification of mortgage rules.
About the podcast
Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.